AML-CFT Training - Internal Controls & Record Keeping, Recommendations 18 and 11 - page 4

Internal Controls
Overarching principles:
CAs, LEAs and regulated entities should be
required to:
implement programmes against ML/TF
implement group-wide programmes including policies
and procedures for information sharing for AML/CFT
purposes
ensure their foreign counterparts apply AML/CFT
measures consistent
with home country
requirements
1,2,3 5,6,7,8,9,10,11,12,13
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