AML-CFT - National Assessment of Risk - Recommendation 1 - page 11

Risk Management and Mitigation
•
CAs and LEAs should:
•
have policies, controls and procedures that enable them to
effectively manage and mitigate identified risks
•
be able to monitor the implementation of controls and
enhance them
•
ensure policies and procedures are approved by senior
management
•
ensure measures taken to manage and mitigate risks are
consistent with national requirements
Obligations for CAs and LEAs - Assessing Risk
1...,2,3,4,5,6,7,8,9,10 12,13,14,15,16,17,18,19,20,...21
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