Additional Notes

Competent Authorities notes:


1. The answers provided should cover the period 2011 - 2013 (unless otherwise specified).

2. Where a question may have multiple responses, please include all responses that may apply in the order of frequency/priority.

3. Where a question may have a qualified response, please input response and the qualification.

4. In the event that assistance is required to complete the questionnaire, please email your query surveys@bvinra.org.

5. Ensure that the declaration to certify that the information provided on the application form is correct and has been dated.

6. Questionnaires should be completed by 22nd August, 2014.


The questionnaire will have to be completed once you commence the process. You will not be able to save your session on the questionnaire and return to it at a later date. To complete the questionnaire you will need to provide some statistical data on your firm/entity. Having the statistical information readily available prior to completing the questionnaire will make the process easier and more user-friendly. Therefore, please have the following statistical information (where applicable) available prior to starting the questionnaire.

  1. Number of inspections carried out for years 2011-2013 for each sector licensed/authorized

  2. The percentage of each licensed/authorized sector that has been inspected for the years 2011-2013

  3. Number of inspections that include AML/CFT for years 2011-2013 for each sector licensed/authorized

  4. Number of inspections that were prudential for years 2011-2013 for each sector licensed/authorized

  5. Number of ML/TF investigations carried out for the years 2011-2013

  6. Number of Investigations in relation to predicate offenses for the years 2011-2013

  7. Types and number of predicate offences investigated

  8. Number of investigations leading to referral for prosecution for ML/TF for the years 2011-2013

  9. Number of prosecutions for ML/TF for the years 2011-2013

  10. Number of cases leading to convictions, acquittals, or that were withdrawn for the years 2011-2013

  11. Number of extraditions made and received and time taken to execute these requests